ISO 9001: Quality Management Auditing in Financial Reportingand IFRS

Introduction to ISO 9001 and Financial Reporting Standards

• Overview of ISO 9001 quality management principles
• Importance of QMS in financial reporting environments
• Key concepts of IFRS and global reporting standards
• Relationship between quality assurance, transparency, and financial credibility

ISO 9001 Requirements for Financial Reporting Processes

• Applying ISO 9001 clauses to finance and accounting functions
• Documented information, controls, and standard operating procedures
• Risk-based thinking in financial reporting
• Maintaining consistency and accuracy in financial processes

Quality Auditing Principles and Techniques

• Understanding internal and external audit processes
• Planning and conducting ISO 9001 audits for financial activities
• Audit sampling, evidence collection, and documentation
• Identifying non-conformities and opportunities for improvement

Integrating ISO 9001 with IFRS Requirements

• Ensuring quality controls meet IFRS reporting expectations
• Managing financial data accuracy and integrity through QMS
• Handling reporting errors, discrepancies, and corrective actions
• Strengthening compliance through harmonized audit practices

Internal Controls and Risk Management in Financial Reporting

• Designing effective internal control systems
• Preventing fraud, misstatements, and reporting inconsistencies
• Monitoring financial processes for continuous compliance
• Aligning risk management frameworks with ISO 9001 standards

Continuous Improvement and Audit Follow-Up

• Implementing corrective and preventive actions (CAPA)
• Tracking audit results and monitoring improvements
• Enhancing financial reporting quality through ongoing QMS updates
• Building a culture of accountability and excellence in reporting
  

  Introduction to ISO 9001 and Financial Reporting Standards

  • Overview of ISO 9001 quality management principles
  • Importance of QMS in financial reporting environments
  • Key concepts of IFRS and global reporting standards
  • Relationship between quality assurance, transparency, and financial credibility

  ISO 9001 Requirements for Financial Reporting Processes

  • Applying ISO 9001 clauses to finance and accounting functions
  • Documented information, controls, and standard operating procedures
  • Risk-based thinking in financial reporting
  • Maintaining consistency and accuracy in financial processes

  Quality Auditing Principles and Techniques

  • Understanding internal and external audit processes
  • Planning and conducting ISO 9001 audits for financial activities
  • Audit sampling, evidence collection, and documentation
  • Identifying non-conformities and opportunities for improvement

  Integrating ISO 9001 with IFRS Requirements

  • Ensuring quality controls meet IFRS reporting expectations
  • Managing financial data accuracy and integrity through QMS
  • Handling reporting errors, discrepancies, and corrective actions
  • Strengthening compliance through harmonized audit practices

  Internal Controls and Risk Management in Financial Reporting

  • Designing effective internal control systems
  • Preventing fraud, misstatements, and reporting inconsistencies
  • Monitoring financial processes for continuous compliance
  • Aligning risk management frameworks with ISO 9001 standards

  Continuous Improvement and Audit Follow-Up

  • Implementing corrective and preventive actions (CAPA)
  • Tracking audit results and monitoring improvements
  • Enhancing financial reporting quality through ongoing QMS updates
  • Building a culture of accountability and excellence in reporting
    

    Introduction to ISO 9001 and Financial Reporting Standards

    • Overview of ISO 9001 quality management principles
    • Importance of QMS in financial reporting environments
    • Key concepts of IFRS and global reporting standards
    • Relationship between quality assurance, transparency, and financial credibility

    ISO 9001 Requirements for Financial Reporting Processes

    • Applying ISO 9001 clauses to finance and accounting functions
    • Documented information, controls, and standard operating procedures
    • Risk-based thinking in financial reporting
    • Maintaining consistency and accuracy in financial processes

    Quality Auditing Principles and Techniques

    • Understanding internal and external audit processes
    • Planning and conducting ISO 9001 audits for financial activities
    • Audit sampling, evidence collection, and documentation
    • Identifying non-conformities and opportunities for improvement

    Integrating ISO 9001 with IFRS Requirements

    • Ensuring quality controls meet IFRS reporting expectations
    • Managing financial data accuracy and integrity through QMS
    • Handling reporting errors, discrepancies, and corrective actions
    • Strengthening compliance through harmonized audit practices

    Internal Controls and Risk Management in Financial Reporting

    • Designing effective internal control systems
    • Preventing fraud, misstatements, and reporting inconsistencies
    • Monitoring financial processes for continuous compliance
    • Aligning risk management frameworks with ISO 9001 standards

    Continuous Improvement and Audit Follow-Up

    • Implementing corrective and preventive actions (CAPA)
    • Tracking audit results and monitoring improvements
    • Enhancing financial reporting quality through ongoing QMS updates
    • Building a culture of accountability and excellence in reporting
      

      Introduction to ISO 9001 and Financial Reporting Standards

      • Overview of ISO 9001 quality management principles
      • Importance of QMS in financial reporting environments
      • Key concepts of IFRS and global reporting standards
      • Relationship between quality assurance, transparency, and financial credibility

      ISO 9001 Requirements for Financial Reporting Processes

      • Applying ISO 9001 clauses to finance and accounting functions
      • Documented information, controls, and standard operating procedures
      • Risk-based thinking in financial reporting
      • Maintaining consistency and accuracy in financial processes

      Quality Auditing Principles and Techniques

      • Understanding internal and external audit processes
      • Planning and conducting ISO 9001 audits for financial activities
      • Audit sampling, evidence collection, and documentation
      • Identifying non-conformities and opportunities for improvement

      Integrating ISO 9001 with IFRS Requirements

      • Ensuring quality controls meet IFRS reporting expectations
      • Managing financial data accuracy and integrity through QMS
      • Handling reporting errors, discrepancies, and corrective actions
      • Strengthening compliance through harmonized audit practices

      Internal Controls and Risk Management in Financial Reporting

      • Designing effective internal control systems
      • Preventing fraud, misstatements, and reporting inconsistencies
      • Monitoring financial processes for continuous compliance
      • Aligning risk management frameworks with ISO 9001 standards

      Continuous Improvement and Audit Follow-Up

      • Implementing corrective and preventive actions (CAPA)
      • Tracking audit results and monitoring improvements
      • Enhancing financial reporting quality through ongoing QMS updates
      • Building a culture of accountability and excellence in reporting

1ST BATCH: Tuesday, February 3, 2026 — Friday, February 6, 2026.

2ND BATCH: Tuesday, May 26, 2026 — Friday, May 29, 2026.

3RD BATCH: Tuesday, September 22, 2026 — Friday, September 25, 2026.

The training methodology integrates lectures, interactive discussions, collaborative group exercises, and
illustrative examples. Participants will acquire a blend of theoretical insights and hands-on practical
experience, emphasizing the application of learned techniques. This approach ensures that attendees return
to their professional environments equipped with both the competence and self-assurance to effectively
implement the acquired skills in their responsibilities.