ISO 27001: Information Security Auditing for Financial Institutions

Introduction to ISO 27001 and Information Security

• Overview of ISO 27001: Purpose, scope, and relevance for financial institutions.
• Key Concepts: Information security principles, CIA triad (Confidentiality, Integrity, Availability).
• Stakeholders: ISMS managers, auditors, IT teams, and regulators.

ISMS Framework and Requirements

• Structure of ISO 27001: Policies, procedures, risk assessment, and controls.
• Governance and Leadership Responsibilities: Roles of management and audit committees.
• Risk-Based Approach: Identifying, assessing, and mitigating information security risks.

Planning an Information Security Audit

• Audit Objectives: Compliance, effectiveness, and risk mitigation.
• Scope Definition: Systems, processes, and controls to be assessed.
• Audit Planning Techniques: Sampling, checklist preparation, and resource allocation.

Conducting the Audit

• Evidence Collection: Interviews, document review, and system testing.
• Control Assessment: Technical, administrative, and physical security controls.
• Identifying Gaps: Non-conformities, weaknesses, and areas for improvement.

Reporting and Recommendations

• Audit Reporting: Structuring findings, severity ratings, and recommendations.
• Communicating Results: Effective presentation to management and boards.
• Corrective Action Follow-Up: Ensuring implementation and continuous improvement.

Tools and Techniques for ISMS Auditing

• Audit Checklists and Templates: Standardized tools for consistent evaluation.
• Risk Assessment and Monitoring Tools: Software and dashboards for security analysis.
• Emerging Technologies: AI, threat intelligence, and automated audit tools.

1ST BATCH: Tuesday, March 24, 2026 — Friday, March 27, 2026.

2ND BATCH: Tuesday, July 14, 2026 — Friday, July 17, 2026.

3RD BATCH: Tuesday, November 10, 2026 — Friday, November 13, 2026.

The training methodology integrates lectures, interactive discussions, collaborative group exercises, and
illustrative examples. Participants will acquire a blend of theoretical insights and hands-on practical
experience, emphasizing the application of learned techniques. This approach ensures that attendees return
to their professional environments equipped with both the competence and self-assurance to effectively
implement the acquired skills in their responsibilities.